Information about a private equity fund’s adviser that is registered with the SEC is available here.Ī private equity fund is typically open only to accredited investors and qualified clients. As a result, private equity funds are not subject to regular public disclosure requirements. Other private equity funds may specialize in making minority investments in fast-growing companies or startups.Īlthough a private equity fund may be advised by an adviser that is registered with the SEC, private equity funds themselves are not registered with the SEC. Unlike mutual funds or hedge funds, however, private equity firms often focus on long-term investment opportunities in assets that take time to sell with an investment time horizon typically of 10 or more years.Ī typical investment strategy undertaken by private equity funds is to take a controlling interest in an operating company or business-the portfolio company-and engage actively in the management and direction of the company or business in order to increase its value. Similar to a mutual fund or hedge fund, a private equity fund is a pooled investment vehicle where the adviser pools together the money invested in the fund by all the investors and uses that money to make investments on behalf of the fund. When you invest in a private equity fund, you are investing in a fund managed by a private equity firm-the adviser. The Laws That Govern the Securities Industry.Researching the Federal Securities Laws Through the SEC Website.Structured Notes with Principal Protection.Smart Beta, Quant Funds and other Non- Traditional Index Funds.Mutual Funds and Exchange-Traded Funds (ETFs).Publicly Traded Business Development Companies (BDCs).Stock Purchases and Sales: Long and Short.Pay Off Credit Cards or Other High Interest Debt.Required Minimum Distribution Calculator. Investment Professional Background Check.Working with an Investment Professional. Five Questions to Ask Before You Invest.
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